- Legal advice in the financial sector
- Compliance function optimization
- Registration (companies and individuals)
- Drafting and update of compliance manuals, codes of ethic, policies and procedures
- Implementation and completion of regular compliance checks
- Representation before regulatory bodies
- Due diligence of service providers
- Employee training
- Anti-money laundering risk assessment
- Protection of personal information
- Anti-spam law
- New product or service launch
- Drafting, negotiation and monitoring of business agreements
- Drafting of offering memoranda, prospectuses and information documents
- Documents submissions via SEDAR
- Review of advertising material
- Drafting of resolutions and other corporate documents
- Independent assessment of branches, representatives and others (KYC, KYP, suitability, etc.)
- CRM2
- And so much more…
